The Three Rhetorical Appeals

Before we can understand the ways in which the rhetorical appeals work, we must first understand what rhetoric is.

Definition

In the work we'll do in our rhetorical analysis, there are 2 parties to be concerned with:

We will consider ourselves to be a 3rd party: the observer. We're not being persuaded. We're not persuading. We're just observing the interaction between the rhetor and the audience.

Example A woman pulls her car up to the Starbucks drive-through, and before she can even order her large cup of coffee, the voice on the other end of the speaker says, "Thank you for choosing Starbucks! May I interest you in a low-fat apple-banana bran muffin this morning, paired with a tall skinny soy latte?" Let's consider these questions:

Who is the rhetorin this situation? It's the Starbucks employee, because that's the person trying to persuade someone.
Who is the audience? It's the woman in the car, because she's the person the rhetor is trying to persuade.
What is the act of persuasiontaking place? The Starbucks employee is attempting to persuade the woman to buy a muffin and a pricey coffee drink.

What would a rhetorical analysisof this situation be like?

An observer--such as yourself--would consider the rhetor, the audience, and the rhetoric that is being used by the rhetor in an attempt to persuade the audience.
The observer would analyze the rhetoric--in this case, using the framework of the three rhetorical appeals (explained below), and then
explain their analysis in an essay that answers this question: "Has the rhetor made effective use of rhetoric in trying to persuade the audience? (Why or why not?)?"

Mistakes to avoid It's important for you to remember that rhetorical analysis requires you, the observer, to refrain from being a part in what's going on between the rhetor and the audience. You are the silent third party. It is not your job to decide if youare persuaded by the rhetor. Instead, it's your job to decide if the audiencewould be persuaded by the rhetor. Sometimes you have a very specific idea of who the audience is, but sometimes you just have a very general idea.

Three Rhetorical Appeals

In other words, Aristotle argues that there are three elements to the art of persuasion:

We call these three elements rhetorical appeals. It's not necessary for every act of persuasion to make use of all three appeals. Often, however, there is some element of each. In academic writing, ethos and logos are given more respect than pathos. An essay that relies primarily on pathos, with little use of ethos or logos, is unlikely to be perceived by an academic audience as persuasive.

Ethos

The use of ethos is called an "ethical appeal." Note that this is very different from our usual understanding of the word "ethical." "Ethos" is used to describe the audience's perception of the rhetor's credibility or authority. The audience asks themselves, "What does this person know about this topic?" and "Why should I trust this person?" There are two kinds of ethos:

When we discuss the ethos of the rhetor, we decide whether it is strong or weak. We might use a phrase like, "His extrinsic ethos is strong because…" or "His intrinsic ethos is strong, but his extrinsic ethos is weak…"

Extrinsic: the character, expertise, education, and experience of the rhetor

Examples of extrinsic ethos in Sports: If you are a successful professional basketball player--like Michael Jordan, for example--talking about basketball to other pro athletes, then your ethos is strong with that particular audience even before you open your mouth or take pen to paper. Your audience assumes you are knowledgable about your subject because of your experience.

Now, if you are instead a baseball player talking about basketball, then your extrinsic ethos is not as strong because you haven't been played pro basketball, but you're still a professional athlete and know something about that kind of life.

However, if you are a college professor of English, then your extrinsic ethos is likely to be pretty weak with your audience. They might just assume that you know nothing about basketball or about professional sports.

Change your audience around, however, and the ethos of each hypothetical rhetor might change. An audience of pre-school kids, for example, would have no idea who Michael Jordan is, and so his extrinsic ethos would be weaker with that audience than with the audience of other pro athletes.

Examples of intrinsic ethos in Sports: Let's say you're that professional basketball player mentioned above, and you start to address your audience when suddenly you stutter and mumble, you use the wrong sports terminology (or you mispronounce that terminology), and you stare at your shoes the entire time you're talking. Suddenly your overall ethos takes a nose-dive with your audience, and you become less persuasive. They conclude that regardless of your experience, the way you're expressing yourself reveals that you are not someone to be taken seriously.

At the other extreme, let's say you're that hypothetical English professor, and you speak with confidence and use all of the correct sports-based terminology. You look around at the faces of your audience as you speak and project your voice to the back of the room. Your overall ethos, which was weak to begin with because the audience was skeptical of what an English professor would know about their sport, suddenly gets stronger. It gets stronger because your intrinsic ethos goes up in the eyes of your audience.

The way that a rhetor speaks or writes will also affect ethos. Intrinsic ethos is strong when the rhetor expresses himself or herself confidently and intelligently, using language that is appropriate for the audience.

Mistakes to avoid

First, you should always remember that when you are engaged in rhetorical analysis, it's not your job to decide if youperceive the rhetor as credible or authoritative. Instead, you must evaluate how the audienceis likely to perceive the rhetor.
Second, do not confuse the strategy of "Testimony and Authority" (see below, under "Logos") with ethos. When a rhetor uses information from someone else as a source to support their argument, that's an example of logos: it's the strategy of "Testimony and Authority."

Students sometimes confuse the two because in both cases, the credibility and authority of the person speaking (or writing) is important. However, there's an important difference:
- When the rhetor is known by the audience to be experienced and an expert on the topic, that's an example of ethos, because their extrinsic ethos is strong.
- When the rhetor cites someone else who is experienced and an expert, that's an example of logos, because the rhetor is using the strategy of testimony and authority.

Pathos

The use of pathos is called a "pathetic appeal." Note that this is very different from our usual understanding of the word "pathetic." "Pathos" is used to describe the rhetor's attempt to appeal to "an audience's sense of identity, their self-interest, and their emotions."

"Pathos" most often refers to an attempt to engage an audience's emotions. Think about the different emotions people are capable of feeling: they include love, pity, sorrow, affection, anger, fear, greed, lust, and hatred. If a rhetor tries to make an audience feel emotions in response to what is being said or written, then they are using pathos.

Example Let’s say a rhetor is trying to convince an audience of middle-class Americans to donate money to a hurricane relief fund. Consider all the feelings that people tend to have when it comes to natural disasters.

The rhetor can make pathetic appeals to an audience’s feelings of love, pity, fear, and perhaps anger. (The extent to which any of these emotions will be successfully engaged will vary from audience to audience.)

"Love" will be felt if the audience can be made to believe in their fundamental connections to other human beings.
"Pity" will be felt if the plight of the homeless hurricane victim can be made very vivid to the audience.
"Fear" will be felt if the audience can be made to imagine what they would feel like in that homeless victim's place.
"Anger" will be felt if the audience realizes how little has been done by those who are responsible for helping.

If the rhetor works all of these things together properly (and also doesn't screw up ethos and logos), then the audience is more likely to be persuaded.

Mistakes to avoid The emotions we're talking about here are emotions that might be felt by the audience, not emotions felt by the rhetor. If a rhetor is clearly angry about the topic being addressed, for example, that should not be taken as a pathetic. However, if the rhetor is clearly trying to make the audience feel angry, then that should, in fact, be considered a pathetic appeal. And whether or not the audience does, in fact, feel the emotions in question, the observer can still recognize when the rhetor is using a pathetic appeal. Sometimes, the pathetic appeal is weak (meaning it probably won't succeed). Sometimes, the pathetic appeal is strong (meaning it probably will succeed).

Logos

The use of logos is called a "logical appeal." A statement does not have to be considered logical to be a logical appeal. As an observer, you can recognize that the rhetor is attempting to use logos to persuade the audience, but that recognition doesn't mean the rhetor is succeeding. We use the term logos to describe what kind of rhetorical appeal is being made, not to evaluate whether or not an appeal makes sense to us (as observers) or to the audience being addressed. "Logos" is the use of the strategies of logic to persuade your audience. If an statement attempts to persuade the audience by making a reasonable claim and offering proof in support of that claim (rather than by trying to make them feel certain emotions, or by making them perceive the speaker as credible), then that statement is a logical argument.

There are many ways of making logical arguments. Here are a few common strategies:

Examples

"Global warming is caused by greenhouse gases being produced by humankind."
"The current economic crisis was caused primarily by deregulation of the financial industry."
"If the government gets involved in providing health insurance to the American people, we will see a sharp decline in the quality of our medical care."

A claim about the qualities of one thing using a comparison about another thing.

Examples

"The ozone layer of the atmosphere is like the outer layer of skin on the human body, and if it goes away, planet Earth will be in a lot of pain."
"Going to that class is about as exciting as watching paint dry."
"George Bush taking credit for the Berlin Wall coming down is like the rooster taking credit for the sunrise." (Al Gore, 1992 Vice Presidential Debate)
"That candidate is what we call a post turtle. Imagine you're driving along a country road and you see a turtle up on top of a fence post. He doesn't know how he got there. He doesn't know what he's doing there. And he has no idea what to do next." (See this entry at Snopes.com)

A claim that involves citing the opinion of someone other than the rhetor, someone respected by the audience.

Examples

"4 out of 5 Dentists surveyed would recommend sugarless gum to their patients who chew gum" (Trident Gum advertisement).
"The leading U.S. military commanders in Iraq say the surge strategy is working."
"How bad is the current financial mess? According to Alan Greenspan, U.S. Federal Reserve Chairman, it's 'the type of wrenching financial crisis that comes along only once in a century.'" ("Greenspan").

A claim using deductive logic involving a major premise, a minor premise, and conclusion. This is a move from the general to the specific.

Examples

"Nuclear power plants generate dangerous nuclear waste, and the new power plant they're planning to build in our community is a nuclear power plant. So the new power plant will be dangerous."
"Republicans favor deregulation. John McCain is a Republican, so he will pursue a policy of deregulation if elected."
"Democrats like to 'tax and spend.' Barack Obama is a Democrat, so he's going to raise our taxes if elected."

A claim using inductive logic, where a general statement about something is backed up by specific examples.

Examples

In the second presidential debate of 2008, Senator John McCain emphasized his own good judgment in this way: "And I am convinced that my record, going back to my opposition from sending the Marines to Lebanon, to supporting our efforts in Kosovo and Bosnia and the first Gulf War, and my judgment, I think, is something that ... I'm willing to stand on."
Also in the second presidential debate of 2008, Senator Barack Obama argued that the United States should maintain good relations with other nations in order to make the best use of our own military resources in a time of economic constraint. He then illustrated his general statement with this specific example: "Let's take the example of Darfur just for a moment. Right now there's a peacekeeping force that has been set up and we have African Union troops in Darfur to stop a genocide that has killed hundreds of thousands of people. We could be providing logistical support, setting up a no-fly zone at relatively little cost to us, but we can only do it if we can help mobilize the international community and lead."

Combining all 3 rhetorical appeals

Summary

In the work we'll do in our rhetorical analysis, there are 2 parties to be concerned with:

We will consider ourselves to be a 3rd party: The observer. We're not being persuaded. We're not persuading. We're just observing the interaction between the rhetor and the audience. The rhetorical appeals are the three elements to the art of persuasion as defined by Aristotle

Remember, it's not necessary for every act of persuasion to make use of all three appeals. Often, however, there is some element of each. In academic writing, ethos and logos are given more respect than pathos. An essay that relies primarily on pathos, with little use of ethos or logos, is unlikely to be perceived by an academic audience as persuasive.

The Three Rhetorical Appeals

What is Rhetoric?

Definition

Three Rhetorical Appeals

Ethos

Pathos

Logos

Combining all 3 rhetorical appeals

Summary